SEC Filings

 
FormDescriptionDateFormat
CERTNASWhen a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNASNov 19, 2013View HTMLDownload DOCDownload PDF
CORRESPCorrespondence from the Filer to the SECNov 18, 2013View HTMLDownload DOCDownload PDFDownload XLS
CORRESPCorrespondence from the Filer to the SECNov 18, 2013View HTMLDownload DOCDownload PDFDownload XLS
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActNov 13, 2013View HTMLDownload DOCDownload PDFDownload XLS
S-1/AAmended Registration statement for face-amount certificate companiesNov 7, 2013View HTMLDownload DOCDownload PDFDownload XLS
FWPFree Writing ProspectusNov 1, 2013View HTMLDownload DOCDownload PDFDownload XLS
S-1/AAmended Registration statement for face-amount certificate companiesOct 31, 2013View HTMLDownload DOCDownload PDFDownload XLS
S-1/AAmended Registration statement for face-amount certificate companiesOct 16, 2013View HTMLDownload DOCDownload PDFDownload XLS
CORRESPCorrespondence from the Filer to the SECOct 15, 2013View HTMLDownload DOCDownload PDFDownload XLS
UPLOADCorrespondence from the SEC to the FilerAug 23, 2013Download DOCDownload PDF
CORRESPCorrespondence from the Filer to the SECAug 8, 2013View HTMLDownload DOCDownload PDFDownload XLS
S-1Registration statement for face-amount certificate companiesAug 8, 2013View HTMLDownload DOCDownload PDFDownload XLS
UPLOADCorrespondence from the SEC to the FilerJun 24, 2013Download DOCDownload PDF
DRSDRSMay 24, 2013View HTMLDownload DOCDownload PDFDownload XLS

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